Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Immanuel? Claim Your ProfileImmanuel Yong zhong Tan is a registered investment advisor representative with The Ayco Company, LP. Immanuel Yong zhong Tan has been in the industry since August 2010. Immanuel Yong zhong Tan is licensed to provide securities advice in all states of the United States. Immanuel Yong zhong Tan is a registered representative of FINRA and has 25 SRO registrations. Immanuel Yong zhong Tan has Series 7, Series 63 and Series 24 licenses and is registered in 53 states. Immanuel Yong zhong Tan is affiliated with The Ayco Company, LP which has offices in New York. The Ayco Company, LP is a registered investment advisor with the SEC. The Ayco Company, LP has 1156 Registered Representatives, 997 Investment Advisor Representatives and 602 Licensed Agents. The Ayco Company, LP primarily serves High Net Worth Individuals, Individuals Other Than High Net Worth, Charitable Organizations, Corporations or Other Businesses, Pension and Profit Sharing Plans and Other. The Ayco Company, LP provides financial planning, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, portfolio management for individuals and portfolio management for investment companies services. The Ayco Company, LP has approximately $25,870,062,000 in assets under management. The Ayco Company, LP has 46,004 total accounts, 46,004 of which are discretionary accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/10/2023 - Present
THE Ayco Company, LP (New York NY)
BC
Issued 09/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Immanuel Tan is the right advisor for you? Invested Better is here to help.
