Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Imelda? Claim Your ProfileImelda Patricia Renteria is a registered representative of UBS Financial Services Inc. Imelda has been in the financial industry since 2000. Previously, Imelda was a registered representative of FSC Securities Corporation, First Command Financial Planning, Inc., Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Charles Schwab & Co., Inc., Banc of America Investment Services, Inc., Wells Fargo Securities Inc., WM Financial Services, Inc., and Everen Securities, Inc. Imelda is currently registered in California. Imelda holds the Series 63, 65, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/31/2017 - Present
UBS Financial Services Inc. (SACRAMENTO CA)
CA
03/03/2015 - 03/21/2017
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
CA
01/06/2015 - 03/19/2015
FSC SECURITIES CORPORATION (SAN DIEGO CA)
CA
08/28/2014 - 11/12/2014
FIRST COMMAND FINANCIAL PLANNING, INC. (SAN DIEGO CA)
AL
01/03/2011 - 09/12/2012
WELLS FARGO ADVISORS, LLC (DOTHAN AL)
CA
07/23/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (OAKLAND CA)
TX
11/16/2000 - 07/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
07/10/2000 - 11/16/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
06/24/1999 - 06/12/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
05/16/1998 - 07/29/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
01/22/1998 - 03/20/1998
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 10/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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