Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Imani? Claim Your ProfileImani Jones-nicole is a financial professional with Northwestern Mutual Investment Services, LLC. Imani holds Series 6, 7TO, 24 and 63 licenses and has been in the industry since 2015. Prior to joining Northwestern Mutual Investment Services, LLC, Imani was with GWFS EQUITIES, INC. Imani has a broad range of experience in the financial services industry and is committed to providing her clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
12/15/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
11/16/2015 - 11/22/2021
GWFS EQUITIES, INC. (Milwaukee WI)
BC
Issued 11/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 05/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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