Unclaimed
Ilka Lorraine Lopez Miller is a registered representative with Transamerica Retirement Advisors, LLC in Thomaston, Connecticut. Ilka Lopez Miller has been in the financial services industry since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/01/2022 - Present
Transamerica Retirement Advisors, LLC (Thomaston CT)
CT
04/04/2022 - 05/24/2022
GWFS EQUITIES, INC. (Hartford CT)
CT
07/07/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
03/11/2019 - 02/03/2020
KESTRA INVESTMENT SERVICES, LLC (FARMINGTON CT)
CT
05/01/2014 - 09/05/2018
MML DISTRIBUTORS, LLC (Thomaston CT)
MA
03/28/2006 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
08/18/1998 - 02/14/2006
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
10/22/1996 - 03/05/1997
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 10/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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