Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ilan? Claim Your ProfileIlan Kaufthal is a financial advisor with over 30 years of experience in the financial services industry. Ilan has been registered with the Securities and Exchange Commission (SEC) since 1989. Ilan is currently registered with East Wind Securities, LLC and holds Series 7, 24, 63, 79 and SIE licenses. Prior to joining East Wind Securities, LLC, Ilan worked at Bear, Stearns & Co. Inc., Salomon Smith Barney Inc. and Schroder & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/17/2010 - Present
East Wind Securities, LLC (NEW YORK NY)
NY
07/12/2000 - 06/27/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/01/2000 - 06/02/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/02/1989 - 05/01/2000
SCHRODER & CO. INC. (NEW YORK NY)
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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