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Ikuyo Hiraguchi

Pruco Securities, LLC

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About Ikuyo Hiraguchi

Ikuyo Hiraguchi is an investment advisor representative with Pruco Securities, LLC. Ikuyo has been in the securities industry since 2004. Ikuyo holds the Series 6, Series 63, and Series 65 licenses, as well as the SIE license. Prior to joining Pruco Securities, LLC, Ikuyo was employed by MML Investors Services, LLC and PFS Investments Inc. Ikuyo's current employment includes positions with Massachusetts Mutual Life Insurance Company and Jackson Nat'l Life Ins Co.

Firm Information

Ikuyo Hiraguchi is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Ikuyo Hiraguchi’s Registration & Firm History

CA

12/05/2019 - Present

Pruco Securities, LLC (ORANGE CA)

CA

11/16/2010 - 02/06/2015

MML INVESTORS SERVICES, LLC (NEWPORT BEACH CA)

CA

04/12/2004 - 10/21/2010

PFS INVESTMENTS INC. (NORWALK CA)

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Licenses & Designations

IA

Issued 03/21/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/15/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ikuyo Hiraguchi. Review regulatory record here.
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