Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ignatius? Claim Your ProfileIgnatius Sun ting Liu is a financial advisor who has been working in the financial services industry since 2006. Ignatius is currently registered with UBS Financial Services Inc. in Texas. Ignatius has a strong background in the financial services industry, having previously worked with Wells Fargo Clearing Services, LLC and Citigroup Global Markets Inc. Ignatius holds several licenses, including the Series 3, SIE, and Series 7. He is also a registered Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/02/2023 - Present
UBS Financial Services Inc. (THE WOODLANDS TX)
TX
09/17/2018 - 06/09/2023
WELLS FARGO CLEARING SERVICES, LLC (THE WOODLANDS TX)
NY
05/29/2007 - 05/19/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/06/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
BOTH
Issued 10/01/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ignatius Liu is the right advisor for you? Invested Better is here to help.
