Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ignacio? Claim Your ProfileIgnacio Ruiz is a financial professional with over 9 years of experience in the industry. Ignacio is currently registered with Charles Schwab & CO., Inc. Ignacio previously worked with TD AMERITRADE, INC. Ignacio is licensed to provide investment advice in 51 states and is also a registered investment advisor in Texas. Ignacio has passed a number of industry exams, including Series 63, Series 66, Series 7, Series 9, Series 10, Series 24 and the SIE exam. Ignacio is also a registered principal with Charles Schwab & CO., Inc. Ignacio has a specialization in providing investment advice to individual investors and high-net-worth individuals. Ignacio also has experience working with insurance companies, investment companies, charitable organizations, other investment advisors, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. Ignacio is also a rental property owner in Grand Prairie, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
10/04/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
04/07/2014 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 08/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/26/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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