Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ignacio? Claim Your ProfileIgnacio Guzman is a financial advisor registered with LPL Financial LLC. Ignacio has been in the securities industry since July 2020. Ignacio is licensed to provide investment advice in California and Texas. Ignacio has Series 7 and 66 licenses, as well as a Securities Industry Essentials certification. Ignacio's previous experience includes working for CUNA Brokerage Services, Inc., SchoolsFirst FCU, Union Bank, TA Equipment Finance, and Lids Sports Group. Ignacio's current position at LPL Financial LLC is based in the Santa Ana, CA branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/08/2024 - Present
LPL Financial LLC (SANTA ANA CA)
CA
07/16/2020 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TUSTIN CA)
BOTH
Issued 09/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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