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Ida Susan Wozniak

Siebert Williams Shank & CO., LLC

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About Ida Susan Wozniak

Ida Susan Wozniak is a financial professional with over 20 years of experience in the securities industry. Ida is currently registered with Siebert Williams Shank & CO., LLC and has held previous positions with firms such as The Williams Capital Group, L.P., Wellington Shields & Co., LLC, Shields & Company, Wall Street Access, and Salomon Smith Barney Inc. Ida is registered to conduct business in multiple states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Louisiana, Massachusetts, Missouri, Nevada, New Mexico, New York, Ohio, Oklahoma, Rhode Island, Texas, and Washington. Ida has passed the Securities Industry Essentials Examination, Series 86, Series 87, Series 7, and the Uniform Securities Agent State Law Examination.

Firm Information

Ida Wozniak is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ida Wozniak’s Registration & Firm History

NY

11/05/2019 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

05/18/2011 - 11/05/2019

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

11/30/2009 - 05/13/2011

WELLINGTON SHIELDS & CO., LLC (NEW YORK NY)

NY

10/30/2008 - 12/11/2009

SHIELDS & COMPANY (NEW YORK NY)

NY

06/14/2005 - 10/15/2008

WALL STREET ACCESS (NEW YORK NY)

NY

11/05/2002 - 06/09/2005

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

08/17/2001 - 11/12/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/20/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ida Susan Wozniak.
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