Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Hartley is a financial advisor at LPL Financial LLC. Ian has over 20 years of experience in the financial services industry. He is a registered representative and investment advisor representative in Washington and Texas. Ian offers a variety of financial services to individual and corporate clients, including financial planning, portfolio management, and retirement planning. His clients include individuals, families, businesses, and charitable organizations. Ian is dedicated to helping his clients achieve their financial goals. He is committed to providing his clients with personalized service and a high level of professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
12/09/2010 - Present
LPL Financial LLC (UNIVERSITY PLACE WA)
CT
04/13/2009 - 12/07/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
WA
04/17/2001 - 01/05/2009
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (TACOMA WA)
NY
10/14/1999 - 05/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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