Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Willard Goertz is a financial advisor with Wells Fargo Clearing Services, LLC. Ian has been in the financial services industry since 2007. Ian has a Series 7, Series 31, Series 45 and Series 66 licenses and is registered in California and Texas. In addition to their work with Wells Fargo Clearing Services, LLC, Ian has previously worked with Wells Fargo Investments, LLC, Morgan Stanley & Co. Incorporated, and PTR, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/14/2014 - Present
Wells Fargo Clearing Services, LLC (CORTE MADERA CA)
CA
06/08/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CORTE MADERA CA)
CA
06/07/2007 - 08/08/2008
MORGAN STANLEY & CO. INCORPORATED (SAN RAFAEL CA)
NJ
07/12/2005 - 05/26/2006
PTR, INC. (COLLINGSWOOD NJ)
BOTH
Issued 06/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1996
Series 45 - PCX Floor Broker Exam
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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