Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Willam Connell is a financial advisor with over 28 years of experience in the industry. Ian Connell is currently registered with Charles Schwab & Co., Inc. in Omaha, NE. Previously, Ian Connell worked for TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. in San Diego, CA and Omaha, NE. Ian Connell holds Series 4, 7, 9, 10, 24, 63, and 65 licenses. Ian Connell specializes in providing financial planning and investment advice to a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
03/30/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
CA
06/01/1998 - 07/29/2024
TD AMERITRADE, INC. (SAN DIEGO CA)
NE
10/10/2012 - 01/28/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NA
10/17/1995 - 06/01/1998
JACK WHITE & COMPANY, INC.
IA
Issued 08/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2000
Series 4 - Registered Options Principal Examination
BC
Issued 11/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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