Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Tang is a financial advisor with over 30 years of experience in the industry. He has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009, and is registered to provide advisory services in multiple states. Ian Tang's professional background includes a range of firms such as Wachovia Securities, LLC and Bank of America, N.A. He holds Series 6, 7, 63 and 65 licenses, and has experience providing advisory services for a variety of clients, including individuals, corporations, high net worth individuals, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLEASANTON CA)
CA
11/14/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALAMEDA CA)
CA
02/01/2007 - 11/18/2008
WACHOVIA SECURITIES, LLC (ALAMO CA)
CA
01/05/2005 - 02/01/2007
ATLAS SECURITIES, LLC (ALAMO CA)
NY
12/19/2003 - 01/20/2005
IFMG SECURITIES, INC. (PURCHASE NY)
NY
04/12/1999 - 12/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/24/1997 - 04/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
11/16/1993 - 03/20/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
11/15/1991 - 11/18/1993
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
02/02/1984 - 03/03/1986
FIRST INVESTORS CORPORATION
IA
Issued 12/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1991
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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