Unclaimed
Ian Hawkins is a securities professional with experience in the financial industry. Ian is registered with the state of New York and holds the Series 7TO, Series 63 and SIE licenses. Ian has been a registered representative with Mufg Securities Americas Inc. since May 9, 2024. Ian is located at the New York, NY branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/09/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 05/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2018
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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