Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Thomas MacNeill is a financial advisor with UBS Financial Services Inc. Ian has been working in the financial services industry since May 1999. Ian holds Series 7, 9, 10, 31, 63, and 65 licenses. Ian has been registered with UBS since 2012 and prior to that worked at Morgan Stanley & Co. Incorporated and Neuberger Berman, LLC. Ian provides a range of financial services including financial planning, portfolio management for individuals and businesses, and pension consulting. Ian provides services to individuals, high net worth individuals, businesses, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
11/09/2012 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
06/01/2009 - 11/19/2012
MORGAN STANLEY (SPRINGFIELD MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
02/17/2006 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NY
02/24/2000 - 01/19/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/19/1999 - 07/11/2000
NEUBERGER BERMAN, LLC (NEW YORK NY)
IA
Issued 10/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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