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Ian Thomas Duden

Augustar Distributors, Inc.

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About Ian Thomas Duden

Ian Thomas Duden is a financial professional with over 5 years of experience in the financial services industry. Ian has held positions at several firms, including Investment Distributors, Inc., Concourse Financial Group Securities, Inc., and TIAA-CREF Individual & Institutional Services, LLC. Ian is currently registered with Augustar Distributors, Inc. in Ohio. Ian holds the Series 3, Series 6, and Series 63 licenses.

Firm Information

Ian Duden is currently registered with Augustar Distributors, Inc.. Augustar Distributors, Inc. is a Corporation that was formed on January 17, 1996. They are registered to do business in 36 states and are also SEC Registered.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ian Duden’s Registration & Firm History

OH

05/13/2024 - Present

Augustar Distributors, Inc. (CINCINNATI OH)

AL

01/03/2022 - 05/01/2024

INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)

AL

01/25/2021 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)

CO

09/09/2017 - 04/29/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 08/21/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ian Thomas Duden.
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