Unclaimed
Ian Thomas Duden is a financial professional with over 5 years of experience in the financial services industry. Ian has held positions at several firms, including Investment Distributors, Inc., Concourse Financial Group Securities, Inc., and TIAA-CREF Individual & Institutional Services, LLC. Ian is currently registered with Augustar Distributors, Inc. in Ohio. Ian holds the Series 3, Series 6, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/13/2024 - Present
Augustar Distributors, Inc. (CINCINNATI OH)
AL
01/03/2022 - 05/01/2024
INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)
AL
01/25/2021 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
CO
09/09/2017 - 04/29/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
BC
Issued 08/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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