Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Thomas Bannon is a financial advisor at Oppenheimer & Co. Inc. in Chicago, IL. Ian has over 2 years of experience in the industry and holds Series 3, 7, 63, and 65 licenses. Ian has previously worked at PRUCO Securities, LLC. and J.P. Morgan Securities LLC. Ian specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/10/2024 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
03/26/2024 - 08/09/2024
PRUCO SECURITIES, LLC. (Chicago IL)
IL
05/03/2022 - 12/06/2023
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IA
Issued 02/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2020
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2019
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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