Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Cole is a financial advisor with over 13 years of experience in the industry. Ian is currently registered with Copper Financial and is licensed to provide investment advice in New York and Texas. Ian has previously held positions with HSBC Securities (USA) Inc., Aspen Equity Partners, LLC, EDI Financial, Inc., Purshe Kaplan Sterling Investments and National Securities Corporation. Ian is also a member of Solid Ground Capital, LLC and Cole Capital, LLC. Ian has a wide range of experience and specializes in financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Fees from third-party managers to whom we refer business
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/02/2022 - Present
Copper Financial (New York NY)
NY
05/14/2014 - 03/16/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
TX
03/13/2014 - 04/10/2014
ASPEN EQUITY PARTNERS, LLC (DALLAS TX)
NY
08/04/2009 - 03/01/2012
EDI FINANCIAL, INC. (NEW YORK NY)
NY
06/23/2009 - 07/21/2009
PURSHE KAPLAN STERLING INVESTMENTS (NEW YORK NY)
NY
07/17/2007 - 06/13/2009
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
09/07/2006 - 08/14/2007
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
BC
Issued 04/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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