Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Falik is a registered representative and investment banking professional with Piper Sandler & Co. in Houston, TX. Ian has been in the financial services industry since 2017 and holds the Series 63, SIE, and Series 79 licenses. Prior to joining Piper Sandler & Co., Ian worked at Evercore Group L.L.C. in Houston, TX. Ian's current registration is active in Texas, and he has expertise in various financial services areas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
09/10/2018 - Present
Piper Sandler & Co. (HOUSTON TX)
TX
08/25/2017 - 09/04/2018
EVERCORE GROUP L.L.C. (HOUSTON TX)
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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