Unclaimed
Ian Gordon is a financial advisor with over 10 years of experience in the industry. Ian currently works at Foreside Fund Services, LLC, where he has been since November 2014. Prior to Foreside Fund Services, Ian worked at CAPITAL DYNAMICS BROKER DEALER LLC, RIVERSOURCE FUND DISTRIBUTORS, INC., and RIVERSOURCE DISTRIBUTORS, INC.. Ian is registered to provide financial advice in all 50 states and the District of Columbia. He holds a Series 7, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/20/2014 - Present
Foreside Fund Services, LLC (Chicago IL)
CA
06/22/2010 - 03/21/2011
CAPITAL DYNAMICS BROKER DEALER LLC (MENLO PARK CA)
MN
01/02/2009 - 09/10/2009
RIVERSOURCE FUND DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MA
03/11/2008 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (CAMBRDIGE MA)
BC
Issued 10/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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