Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Fitz-patrick is a financial advisor with over 20 years of experience in the financial services industry. Ian has held various positions at reputable firms such as Ladenburg Thalmann & Co., Inc., Ladenburg Capital Management Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and currently at Morgan Stanley. Ian holds several licenses, including Series 7, Series 31, and Series 63, as well as the Uniform Investment Adviser Law Examination (Series 65). Ian specializes in providing financial advice to individuals, businesses, and institutions. Ian has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
HI
08/06/2013 - Present
Morgan Stanley (Honolulu HI)
HI
08/30/2005 - 08/05/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HONOLULU HI)
NY
04/09/2002 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/02/2002 - 04/04/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
01/10/2002 - 01/02/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IA
Issued 04/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 01/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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