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Ian Paul Dumont

Mutual OF America Securities LLC

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About Ian Paul Dumont

Ian Paul Dumont is a financial advisor with over 20 years of experience in the financial services industry. Ian is currently registered with Mutual of America Securities LLC in Garden City, NY. Prior to joining Mutual of America Securities, Ian worked for several other financial institutions, including Mutual of America Life Insurance Company, AEGIS Capital Corp., and GunnAllen Financial, Inc. Ian holds the Series 63, Series 7, and SIE licenses. Ian is committed to providing personalized financial advice to help his clients achieve their financial goals.

Firm Information

Ian Dumont is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ian Dumont’s Registration & Firm History

NY

02/24/2016 - Present

Mutual OF America Securities LLC (Garden City NY)

NY

02/24/2016 - 11/23/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Garden City NY)

NY

03/25/2010 - 01/28/2016

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

05/24/2005 - 03/31/2010

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

FL

01/03/2003 - 05/05/2005

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

02/04/1999 - 02/09/2001

SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)

PA

06/09/1998 - 02/02/1999

FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)

NY

06/30/1997 - 11/18/1997

SHARPE CAPITAL, INC. (NEW YORK NY)

NY

05/09/1997 - 07/14/1997

PRIME CHARTER LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ian Paul Dumont. Review regulatory record here.
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