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Ian Patrick Clancy

Northern Trust Securities, Inc.

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About Ian Patrick Clancy

Ian Clancy is a financial professional with over 20 years of experience in the securities industry. Ian is currently a Registered Representative with Northern Trust Securities, Inc., a firm with a strong reputation for providing comprehensive financial services. Previously, Ian was associated with McLaughlin, Piven, Vogel Securities, Inc., gaining valuable insights into the financial markets. Ian holds the Series 7, Series 63, and Series 7TO securities licenses and has demonstrated commitment to professional development through the SIE exam. His expertise spans multiple specializations including investment management for individuals, businesses, and pooled investment vehicles. He is a dedicated professional with a strong commitment to providing high-quality financial advice.

Firm Information

Ian Clancy is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ian Clancy’s Registration & Firm History

IL

01/15/2021 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

NY

09/02/2004 - 08/12/2005

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ian Patrick Clancy.
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