Unclaimed
Ian Nobmann is a financial advisor registered with Harris Williams in RICHMOND, VA. Ian is currently registered in Virginia. Ian has Series 63, 65, 79TO and SIE licenses. Ian has been in the industry since January 17, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
07/24/2024 - Present
Harris Williams (RICHMOND VA)
BC
Issued 05/30/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/27/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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