Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Muita is a financial advisor who is registered with UBS Securities LLC. Ian holds a Series 7TO, Series 63, and SIE. Ian has been in the industry since 2019. Prior to joining UBS Securities LLC, Ian worked at CREDIT SUISSE SECURITIES (USA) LLC and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2024 - Present
UBS Securities LLC (NEW YORK NY)
NC
06/07/2022 - 05/06/2024
CREDIT SUISSE SECURITIES (USA) LLC (Research Triangle Park NC)
NC
11/02/2019 - 01/27/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 11/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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