Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Michael Treacher is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Ian has been in the financial industry since 2010. Ian Michael Treacher has a Series 66, Series 7, Series 10, Series 9, and SIE license. Ian has specialized experience in providing financial advice to individual investors, businesses, pension plans, charitable organizations, insurance companies, investment companies, and banking institutions. Ian Michael Treacher has been with Wells Fargo Clearing Services, LLC, since April of 2019. Prior to joining Wells Fargo Clearing Services, LLC, Ian worked at MORGAN STANLEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2020 - Present
Wells Fargo Clearing Services, LLC (SAN LUIS OBISPO CA)
CA
07/05/2010 - 05/08/2019
MORGAN STANLEY (SAN LUIS OBISPO CA)
BOTH
Issued 07/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/22/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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