linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ian Michael Rodgers

Four Peaks Planning AND Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ian? Claim Your Profile

About Ian Michael Rodgers

Ian Michael Rodgers is a financial advisor with over 14 years of experience in the financial services industry. Ian is currently a Registered Investment Advisor Representative with Four Peaks Planning and Investments LLC. Ian provides financial planning and investment management services to individuals and families. He is a Certified Financial Planner and holds the Series 6, 7, 31, and 63 licenses. Prior to joining Four Peaks Planning and Investments LLC, Ian was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Ian Rodgers is currently registered with Four Peaks Planning AND Investments LLC. Four Peaks Planning AND Investments LLC is an investment advisor located in Arizona. They manage approximately $50,000,000 in assets for 320 clients. Their primary focus is on providing financial planning and portfolio management services to individuals, including high-net-worth individuals. The firm also caters to insurance companies.

$50.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ian Rodgers’s Registration & Firm History

AZ

03/30/2022 - Present

Four Peaks Planning AND Investments LLC (Gilbert AZ)

AZ

04/26/2019 - 09/20/2019

M. S. HOWELLS & CO. (GILBERT AZ)

AZ

04/04/2014 - 03/27/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GILBERT AZ)

AZ

03/30/2009 - 04/07/2014

EDWARD JONES (GILBERT AZ)

AZ

03/25/2008 - 02/20/2009

MORGAN STANLEY & CO. INCORPORATED (MESA AZ)

AZ

03/15/2004 - 03/24/2008

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

Not sure if Ian Michael Rodgers is right for you?

Licenses & Designations

IA

Issued 04/03/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 07/29/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/11/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Ian Michael Rodgers. Review regulatory record here.
Not sure if Ian Michael Rodgers is right for you?