Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan McCormick is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ian has over 7 years of experience in the financial services industry. Ian is registered to provide investment advice in 53 states and is licensed to sell securities in 54 states. Ian has a wide range of experience, having previously worked at Wells Fargo Clearing Services, LLC, and Raymond James & Associates, Inc. Ian provides portfolio management services to individuals, businesses, and retirement plans. Ian also provides educational seminars and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
06/07/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WAYNE IN)
IN
01/08/2016 - 06/12/2019
WELLS FARGO CLEARING SERVICES, LLC (FORT WAYNE IN)
IN
01/13/2012 - 12/17/2015
RAYMOND JAMES & ASSOCIATES, INC. (FORT WAYNE IN)
BOTH
Issued 03/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ian McCormick is the right advisor for you? Invested Better is here to help.
