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Ian Mershon Ellis

Tiaa-Cref Individual & Institutional Services, LLC

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About Ian Mershon Ellis

Ian Mershon Ellis is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Ian has been in the industry since 2022. Ian holds FINRA licenses Series 7, 66, and SIE. Ian has been registered in North Carolina for both investment advisor and brokerage activities. Ian is registered with TIAA-CREF Individual & Institutional Services, LLC and has previously been registered with LPL Financial LLC and Vanguard Marketing Corporation. Ian can provide advisory services including financial planning and portfolio management for individuals.

Firm Information

Ian Ellis is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Ian Ellis’s Registration & Firm History

NC

10/23/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NC

12/12/2022 - 10/05/2023

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

NC

08/23/2022 - 09/09/2022

LPL FINANCIAL LLC (DAVIDSON NC)

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Licenses & Designations

BOTH

Issued 01/06/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/11/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ian Mershon Ellis.
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