Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Mc millin Staley is a financial advisor with Osaic Wealth, Inc. in Pleasanton, CA. Ian has been working in the financial industry since August 27, 2000. Ian has a history of working with clients in the Pleasanton area, including those with Transamerica Financial Advisors, Inc. and Signator Investors, Inc. Ian is registered with the state of California to provide investment advice. Ian also holds the Series 66, Series 7, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/02/2018 - Present
Osaic Wealth, Inc. (PLEASANTON CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (PLEASANTON CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (PLEASANTON CA)
CA
01/08/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (PLEASANTON CA)
CA
09/10/2001 - 01/06/2009
EMMETT A LARKIN COMPANY, INC. (LIVERMORE CA)
NY
02/28/2001 - 07/09/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/26/2000 - 03/26/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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