Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Marshall Fitch is a financial advisor with over 28 years of experience in the financial services industry. Ian has a Series 7, Series 63, and Series 65 licenses and holds registrations in various states. Currently, Ian is registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Ian worked at Oppenheimer & Co. Inc., Leerink Swann & Company, Corporate Securities Group, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ian provides financial advice to a wide range of clients, including individuals, businesses, corporations, charitable organizations, and high-net-worth individuals. Ian is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
02/13/2015 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
10/15/2002 - 02/09/2015
OPPENHEIMER & CO. INC. (BOSTON MA)
MA
12/05/1995 - 10/14/2002
LEERINK SWANN & COMPANY (BOSTON MA)
MO
07/11/1995 - 11/16/1995
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
05/16/1994 - 07/31/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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