Unclaimed
Ian Lyngen is a registered representative with BMO Capital Markets Corp. Ian has been in the securities industry since July 16, 2006. Ian is registered with the Financial Industry Regulatory Authority (FINRA) as well as in 53 states. Ian also holds the Series 63, Series 7 and SIE exams. Previously, Ian was employed by CRT Capital Group LLC and RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
11/01/2016 - Present
BMO Capital Markets Corp. (New York NY)
CT
08/10/2009 - 06/29/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
01/12/2006 - 06/09/2009
RBS SECURITIES INC. (GREENWICH CT)
BC
Issued 07/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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