Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Rowan has been a registered investment advisor since 1996. Ian has experience in the financial services industry with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., UBS Financial Services Inc., Prime Charter Ltd., and Ladenburg, Thalmann & Co., Inc.. Ian is currently an Investment Advisor Representative at Morgan Stanley in New York. Ian is registered with FINRA as a General Securities Representative and holds the Series 63 and 65 licenses. Ian is also a Certified Financial Planner. Ian has a broad range of experience working with a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/29/2024 - Present
Morgan Stanley (New York NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
01/16/1998 - 03/21/2007
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/30/1996 - 01/20/1998
PRIME CHARTER LTD. (NEW YORK NY)
NY
03/25/1996 - 10/18/1996
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IA
Issued 04/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ian Rowan is the right advisor for you? Invested Better is here to help.
