Unclaimed
Ian Kenneth Pott is a financial advisor with Susquehanna Financial Group, Lllp. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7TO, Series 63, and SIE licenses. Ian has been in the industry for 111 days and is actively registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2023 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
BC
Issued 10/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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