Unclaimed
Ian Kelly Hughes is a financial professional with over 30 years of experience in the financial services industry. Hughes is currently registered with Allstate Financial Services, LLC and has been with them since July 31, 2008. Previously, Hughes has held positions with firms such as USAllianz Securities, Inc., AXA Advisors, LLC, Scarborough Securities Corporation and Resrv Partners, Inc. Hughes has a strong track record of success in helping clients achieve their financial goals. Hughes is licensed to sell securities in 9 states: California, Connecticut, Florida, Maryland, Michigan, Nevada, New Hampshire, New York and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
07/31/2008 - Present
Allstate Financial Services, LLC (RENO NV)
CT
10/08/2004 - 07/12/2007
ALLSTATE FINANCIAL SERVICES, LLC (FAIRFIELD CT)
MN
03/24/2004 - 10/01/2004
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NY
06/19/2003 - 02/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/29/1998 - 01/13/2003
SCARBOROUGH SECURITIES CORPORATION (IRVINGTON NY)
NY
10/23/1995 - 04/18/1996
RESRV PARTNERS, INC. (NEW YORK NY)
CT
03/22/1994 - 09/13/1995
CONNECTICUT ASSOCIATION SECURITIES, INC. (MERIDEN CT)
NY
09/23/1993 - 04/13/1994
ADLER COLEMAN & CO., INC. (NEW YORK NY)
MN
11/29/1989 - 07/23/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/29/1989 - 07/23/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
07/01/1988 - 12/05/1989
SHAREAMERICA
NA
11/21/1984 - 05/04/1987
"SHAREAMERICA"
IA
Issued 07/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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