Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan K. Stuart is a financial professional with over 25 years of experience in the industry. Ian currently works for Charles Schwab & Co., Inc. and is registered with both FINRA and the SEC. Ian is licensed to provide investment advice in multiple states across the US. Previously, Ian worked for Atlas Securities, Inc. and Dean Witter Reynolds Inc. Ian holds the Series 31, Series 63, Series 65 and Series 7 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
OR
01/02/2019 - Present
Charles Schwab & CO., Inc. (Beaverton OR)
CA
04/04/1997 - 06/23/2000
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
NY
08/23/1996 - 03/24/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 9/9/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/4/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/11/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 8/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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