Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan K Foo is a financial advisor who has been in the industry since December 2011. He is currently registered with Cetera Investment Advisers LLC, a firm with over 16,000 clients. Previously, Ian was a financial advisor at Cetera Advisors LLC, Scottrade, Inc., and Citigroup Global Markets Inc. He specializes in providing financial planning, pension consulting, and portfolio management services. He is a registered representative in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/22/2019 - Present
Cetera Investment Advisers LLC (SAN JOSE CA)
CA
05/26/2017 - 08/22/2019
CETERA ADVISORS LLC (SAN JOSE CA)
CA
01/08/2016 - 03/10/2017
SCOTTRADE, INC. (SUNNYVALE CA)
CA
05/27/2011 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (LOS ALTOS CA)
CA
09/06/2010 - 05/20/2011
MORGAN STANLEY SMITH BARNEY (SAN JOSE CA)
BOTH
Issued 09/24/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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