Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Jude Spaulding is a registered representative with PJT Partners LP, specializing in Investment Banking services. Ian has been in the financial services industry for 19 years, with prior experience at Goldman Sachs & Co. LLC and UBS Securities LLC. Ian has a strong background in the financial services industry, having passed the Series 7, Series 24, Series 63 and SIE exams. He has worked in the State of California and New York. Ian is currently registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
01/06/2020 - Present
PJT Partners LP (Santa Monica CA)
NY
06/01/2010 - 01/29/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
CA
08/24/2004 - 04/28/2010
UBS SECURITIES LLC (LOS ANGELES CA)
BC
Issued 06/18/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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