Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Joseph Stock is an investment advisor representative at J.p. Morgan Securities LLC. Ian has been in the securities industry since 2008. Ian is registered with the state of California as an Investment Advisor Representative and with the state of Texas as a Resident Investment Advisor Representative. Ian also holds Series 66, SIE, and Series 7 licenses. Prior to joining J.p. Morgan Securities LLC, Ian was employed at PATRICK CAPITAL MARKETS, LLC, ULTIMUS FUND DISTRIBUTORS, LLC, and BLACKROCK INVESTMENTS, LLC. Ian is located in the Irvine, California branch office of J.p. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/03/2022 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
04/21/2020 - 06/17/2022
PATRICK CAPITAL MARKETS, LLC (Irvine CA)
OH
12/27/2016 - 12/10/2019
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
NJ
05/30/2007 - 11/05/2015
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
BOTH
Issued 08/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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