Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan James is a financial advisor with over 25 years of experience in the industry. Ian currently works with International Assets Investment Management, LLC and Global Assets Advisory, LLC, both registered investment advisors. Ian has been registered with the Securities and Exchange Commission (SEC) since 2000 and has a Series 7, 6, 24, and 63 license. Ian has worked at a number of financial institutions including Wells Fargo Advisors, Edward Jones, LPL Financial, and Prudential Securities. Ian is a highly experienced and knowledgeable advisor. He has a strong track record of success in helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/24/2023 - Present
International Assets Investment Management, LLC (ORLANDO FL)
LA
07/29/2014 - 05/12/2020
INVESTACORP, INC. (BATON ROUGE LA)
LA
10/04/2011 - 07/22/2014
SUMMIT BROKERAGE SERVICES, INC. (BATON ROUGE LA)
LA
01/14/2011 - 09/22/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (BATON ROUGE LA)
LA
03/07/2008 - 01/18/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BATON ROUGE LA)
LA
01/05/2007 - 03/11/2008
LPL FINANCIAL CORPORATION (BATON ROUGE LA)
LA
01/05/2001 - 01/12/2007
EDWARD JONES (BATON ROUGE LA)
MO
10/23/1996 - 01/05/2001
EDWARD JONES (ST. LOUIS MO)
NY
11/17/2000 - 11/24/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
09/19/1995 - 08/27/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/19/1995 - 08/27/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 2/3/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 9/9/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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