Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Harold Rosenfield is a financial advisor with over 20 years of experience in the financial services industry. Ian is registered with Raymond James Financial Services Advisors, Inc., and has a Series 7, Series 63, and Series 65 license. Ian is a member of FINRA and is registered to offer investment advice in 43 states, and provides investment advisory services to individuals, businesses, and institutions. Ian has a strong background in portfolio management and financial planning, and is committed to providing personalized financial advice to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
12/13/2016 - Present
Raymond James Financial Services Advisors, Inc. (San Francisco CA)
CA
11/01/2002 - 10/31/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
NY
07/13/2001 - 11/12/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/03/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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