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Ian Ham arashiro

BGC Financial, LP

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About Ian Ham arashiro

Ian Ham arashiro is a financial professional with experience in the industry. Ian holds the Series 7TO, Series 63 and SIE licenses. Ian is currently registered with BGC Financial, LP, a firm headquartered in Miami, Florida. Prior to joining BGC Financial, LP, Ian was with FDX CAPITAL LLC in New York, NY.

Firm Information

Ian Ham arashiro is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ian Ham arashiro’s Registration & Firm History

FL

05/22/2023 - Present

BGC Financial, LP (MIAMI FL)

NY

07/01/2022 - 06/23/2023

FDX CAPITAL LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/05/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ian Ham arashiro.
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