Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan George Smith is a financial professional with over 20 years of experience in the industry. Ian has been registered with Allen & Co. LLC since 2003, and prior to that, with Allen & Company Incorporated from 1999 to 2000. Ian is a Series 7 and Series 24 licensed professional, holding the General Securities Representative Examination and the General Securities Principal Examination. He also holds the Securities Industry Essentials Examination and the Investment Banking Registered Representative Examination. Ian has been actively involved in the financial industry, providing investment advice to clients in the New York area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/18/2003 - Present
Allen & Co. LLC (NEW YORK NY)
NY
06/30/1999 - 09/25/2000
ALLEN & COMPANY INCORPORATED (NEW YORK NY)
BC
Issued 06/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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