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Ian George Grice

Nylife Securities LLC

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About Ian George Grice

Ian George Grice is a financial advisor registered with Nylife Securities LLC. Ian has been in the financial industry since 1991. Ian is registered to provide securities advice in New York. He holds the Series 63, Series 7 and Series 24 licenses. Ian has previously been registered with ING Financial Markets LLC, AXA Advisors, LLC, Oppenheimer & Co. Inc., Freedom Investments, Inc., Buyandhold Securities Corporation, Prudential Investment Management Services LLC, Pruco Securities Corporation, Prudential Mutual Fund Distributors, Inc. and Prudential-Bache Securities Inc.

Firm Information

Ian Grice is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ian Grice’s Registration & Firm History

NY

10/18/2018 - Present

Nylife Securities LLC (NEW YORK NY)

NY

09/26/2011 - 06/01/2018

ING FINANCIAL MARKETS LLC (NEW YORK NY)

NJ

11/20/2008 - 03/11/2011

AXA ADVISORS, LLC (SECAUCUS NJ)

NY

09/19/2007 - 07/02/2008

OPPENHEIMER & CO. INC. (NEW YORK NY)

NJ

03/13/2002 - 06/20/2008

FREEDOM INVESTMENTS, INC. (EDISON NJ)

NJ

11/16/1999 - 03/12/2002

BUYANDHOLD SECURITIES CORPORATION (EDISON NJ)

NJ

01/22/1998 - 06/01/1999

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

09/06/1995 - 06/01/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NA

11/12/1990 - 09/11/1995

PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.

NY

05/26/1989 - 12/11/1990

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/31/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/1992

Series 24 - General Securities Principal Examination

BC

Issued 06/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ian George Grice.
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