Unclaimed
Ian Garry Clarke-pounder is a financial advisor with Raymond James Financial Services Advisors, Inc. Ian has been working in the financial industry since 1982. Ian is registered with FINRA and the State of New Hampshire. Ian's primary office is located in Nashua, New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NH
06/29/2009 - Present
Raymond James Financial Services Advisors, Inc. (NASHUA NH)
NH
06/01/2009 - 06/30/2009
MORGAN STANLEY SMITH BARNEY (MANCHESTER NH)
NH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MANCHESTER NH)
NH
05/25/2006 - 04/02/2007
MORGAN STANLEY DW INC. (NASHUA NH)
NH
08/05/2000 - 05/30/2006
WACHOVIA SECURITIES, LLC (NASHUA NH)
NY
02/22/1995 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
WI
08/28/1986 - 02/22/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
12/17/1982 - 10/30/1986
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
05/05/1983 - 10/15/1986
MML INVESTORS SERVICES, INC.
IA
Issued 05/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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