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Ian Garry Clarke-pounder

Raymond James Financial Services Advisors, Inc.

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About Ian Garry Clarke-pounder

Ian Garry Clarke-pounder is a financial advisor with Raymond James Financial Services Advisors, Inc. Ian has been working in the financial industry since 1982. Ian is registered with FINRA and the State of New Hampshire. Ian's primary office is located in Nashua, New Hampshire.

Firm Information

Ian Clarke-pounder is currently registered with Raymond James Financial Services Advisors, Inc.. Raymond James Financial Services Advisors, Inc. is a financial services firm headquartered in Saint Petersburg, FL. With over 6,400 registered representatives and $344 billion in assets under management, the firm provides a range of financial advisory services including financial planning, portfolio management, pension consulting, and educational seminars. They cater to a diverse clientele including individuals, high-net-worth individuals, corporations, and institutions.
Raymond James Financial Services Advisors, Inc.

880 CARILLON PARKWAY

SAINT PETERSBURG, FL 33716

$344.87B

Assets Under Management

6,514

Total Clients

5,416

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consultations

Hourly & fixed rate consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Per participant (erisa)

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Ian Clarke-pounder’s Registration & Firm History

NH

06/29/2009 - Present

Raymond James Financial Services Advisors, Inc. (NASHUA NH)

NH

06/01/2009 - 06/30/2009

MORGAN STANLEY SMITH BARNEY (MANCHESTER NH)

NH

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MANCHESTER NH)

NH

05/25/2006 - 04/02/2007

MORGAN STANLEY DW INC. (NASHUA NH)

NH

08/05/2000 - 05/30/2006

WACHOVIA SECURITIES, LLC (NASHUA NH)

NY

02/22/1995 - 08/05/2000

FIRST ALBANY CORPORATION (NEW YORK NY)

WI

08/28/1986 - 02/22/1995

INVEST FINANCIAL CORPORATION (APPLETON WI)

NA

12/17/1982 - 10/30/1986

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

NA

05/05/1983 - 10/15/1986

MML INVESTORS SERVICES, INC.

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Licenses & Designations

IA

Issued 05/07/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/04/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/04/2009

Series 24 - General Securities Principal Examination

BC

Issued 03/05/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

BC

Issued 12/16/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Ian Garry Clarke-pounder. Review regulatory record here.
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