Unclaimed
Ian Evans is a registered representative with Tradition Securities And Derivatives LLC. Ian has been in the financial industry since 2016. Ian holds the Series 63, Series 7, and Series 57 licenses. Ian is currently registered with the states of Connecticut, Illinois, and New York. Ian previously worked at TFS DERIVATIVES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
03/11/2016 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 05/16/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2017
Series 57 - Securities Trader Exam
BC
Issued 03/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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