Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan E James is an investment advisor representative at International Assets Investment Management, LLC. Ian James is also registered with Global Assets Advisory, LLC. Ian James has been in the financial services industry for over 27 years. Ian E James is also a contributing book author and a silent partner/owner in a restaurant/bar. Ian E James’s experience includes working as a financial advisor, as well as working as a portfolio manager for individuals and businesses. Ian James’s current licenses include Series 7, Series 6, Series 24, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/24/2023 - Present
International Assets Investment Management, LLC (ORLANDO FL)
LA
07/29/2014 - 05/12/2020
INVESTACORP, INC. (BATON ROUGE LA)
LA
10/04/2011 - 07/22/2014
SUMMIT BROKERAGE SERVICES, INC. (BATON ROUGE LA)
LA
01/14/2011 - 09/22/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (BATON ROUGE LA)
LA
03/07/2008 - 01/18/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BATON ROUGE LA)
LA
01/05/2007 - 03/11/2008
LPL FINANCIAL CORPORATION (BATON ROUGE LA)
LA
01/05/2001 - 01/12/2007
EDWARD JONES (BATON ROUGE LA)
MO
10/23/1996 - 01/05/2001
EDWARD JONES (ST. LOUIS MO)
NY
11/17/2000 - 11/24/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
09/19/1995 - 08/27/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/19/1995 - 08/27/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 02/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ian James is the right advisor for you? Invested Better is here to help.
