Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Ritcey is a financial professional with over 20 years of experience in the industry. Ian is currently registered with Stifel, Nicolaus & Company, Inc. and has a diverse background in financial services, having previously worked at BEAR, STEARNS & CO. INC.. Ian holds multiple licenses and certifications, including Series 7, Series 25, Series 55, Series 57TO, and Series 63, and is well-equipped to provide comprehensive financial advice. Ian's areas of expertise include portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/06/2008 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
06/19/2002 - 06/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 10/09/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 06/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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