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Ian Christopher Milward

Mizuho Securities USA LLC

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About Ian Christopher Milward

Ian Milward is a financial advisor with over 16 years of experience in the industry. He has a wide range of licenses and registrations, including Series 7, Series 24, Series 63 and SIE, and is currently registered with Mizuho Securities USA LLC. Before joining Mizuho Securities USA LLC, Ian Milward worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Government Securities Inc. Ian Milward is licensed to offer investment advice in 52 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.

Firm Information

Ian Milward is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ian Milward’s Registration & Firm History

NY

10/02/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/26/2002 - 09/25/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/02/2010 - 12/31/2011

MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/26/2016

Series 24 - General Securities Principal Examination

BC

Issued 09/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ian Christopher Milward.
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